Capital markets regulator

Six years as Sebi chairman, Sinha to hang his boots tomorrow

Regulator Sebi will see a change of guard tomorrow with senior IAS officer Ajay Tyagi taking over the chairmanship from U K Sinha, who is leaving with "good memories" after a six-year tenure marked with 'harsh' actions against defaulters and several reforms in capital markets.

Feb 28, 2017, 19:03 PM IST

Stock trading competitions can bring new investors: Experts

With capital markets seeking to attract new investors, regulator Sebi's proposal to ban competition or leagues related to stock trading could defeat this very purpose, experts say, adding that such initiatives are training ground for investments.

Nov 20, 2016, 23:11 PM IST

Sebi clamps down on 40 illicit fund-pooling schemes

Taking strict action against unauthorised money pooling schemes, capital markets regulator Sebi has clamped down on over 40 companies so far this year for raising nearly Rs 1,500 crore from the public.

Feb 28, 2016, 11:57 AM IST

Sebi fines UB Holding Rs 15 lakh for disclosure lapses

Capital markets regulator Sebi today slapped a fine of Rs 15 lakh on United Breweries (Holding) Ltd for not making disclosures regarding creation and invocation of certain pledge transactions in shares of United Spirits.

Nov 27, 2015, 17:58 PM IST

Sebi notifies norms for issuance and listing of muni bonds

The move would allow authorities to mop-up funds, including for setting up smart cities, by raising money from the public and institutional investors.

Jul 15, 2015, 20:49 PM IST

Create framework to fight cyber attacks on markets: Sebi

Capital markets regulator Sebi on Wednesday said it is worried over state sponsored cyber attacks and has suggested creating a framework for protecting the securities market.

Apr 08, 2015, 14:39 PM IST

Investor complaints: Sebi slaps fines on 8 firms

Capital markets regulator Sebi has imposed fines worth Rs 14 lakh on as many as eight firms in the last few days for failing to get registered with its online complaint redressal system 'SCORES' as well as not resolving investor grievances.

Apr 03, 2015, 21:52 PM IST

Sebi for re-issuance of existing securities in corporate bond market

Capital markets regulator Sebi has notified a new regulation to allow re-issuance of existing debt securities by a corporate issuer within a specified time period rather than launching a new issue.

Mar 25, 2015, 19:39 PM IST

New system soon for disclosure of shares pledged with NBFCs

The Sebi move follows a decision taken in this regard by the Reserve Bank, which has also taken steps to restrict the amount that NBFCs can lend against shares pledged with them.

Dec 09, 2014, 23:31 PM IST

New listing, de-listing regulations next month: Sebi

The capital markets regulator Sebi on Wednesday said it will come out with new listing and delisting guidelines next month, revamping the existing listing agreements, and made it clear that corporates would have to adhere to it.

Oct 08, 2014, 21:03 PM IST