Sebi brings stricter penalty for non-compliance of norms
A Sebi circular prescribes a penalty of Rs 20,000 per day on those listed companies which fail to comply with certain provisions of the ICDR.
Aug 20, 2019, 11:36 AM IST
Sebi fines six entities Rs 31 lakh for fraudulent trading in BSE stock options
Sebi had conducted an investigation between April 2014 and September 2015 into the trading activities of several entities that were suspected to be entering into non-genuine trades in illiquid stock options.
Jun 20, 2019, 10:30 AM IST
Sebi imposes Rs 1.5-crore fine on 34 entities for fraud trade
These fine varies from Rs 2 lakh to Rs 8 lakh.
Sep 11, 2018, 10:41 AM IST
Sebi comes out with list of 1,677 defaulters
The defaulters include individuals as well as companies that failed to pay fines for various offences related to the securities market.
Aug 13, 2018, 13:28 PM IST
Sebi restrains three firms from raising fresh funds
Finding alleged violation of norms, Sebi on Friday barred three firms and their senior executives from raising fresh funds till further directions.
May 08, 2015, 21:12 PM IST
Listed companies to disclose specific details on frauds
Listed companies will soon have to provide specific details of any fraud, including its financial impact, by its executives as part of stringent disclosure norms finalised by capital markets regulator Sebi.
Mar 25, 2015, 15:09 PM IST
DLF IPO disclosure case: SEBI imposes Rs 86-cr penalties
In the biggest-ever penalty in a single case, SEBI Thursday slapped fines totalling Rs 86 crore on realty giant DLF, its top executives, their family members and various other related entities for entering into "sham transactions" to mislead IPO investors about eight years ago.
Feb 26, 2015, 19:49 PM IST
Sebi bars Megasys Medi from raising funds via securities
Capital markets regulator Sebi has restrained West Bengal-based Megasys Medi Life Ltd from raising funds through issuance of securities besides barring the company as well as their directors from the stock market.
Jan 30, 2015, 15:17 PM IST
Sebi fines 6 merchant banks for disclosure lapses in CARE IPO
The six merchant banks have been asked to pay a fine of Rs 1 crore -- the maximum penalty applicable for violation of disclosure related norms in IPO documents -- within 45 days.
Nov 28, 2014, 18:02 PM IST
Sebi imposes Rs 1 crore fine on six merchant bankers
The merchant bankers fined by Sebi are Kotak Mahindra Capital, DSP Merrill Lynch, Edelweiss, ICICI Sec, IDBI Capital Market and SBI Cap.
Nov 28, 2014, 17:24 PM IST
AGMs cannot be 'chai-samosa' parties: Sebi Chairman
Stressing on a need for better governance practices at listed companies, U K Sinha said things are changing for good.
Oct 10, 2014, 15:48 PM IST
Special court to hear Sebi matters likely soon
The Act is part of the government and regulators' efforts to tighten the noose around fraudsters.
Oct 10, 2014, 15:19 PM IST
Sebi fines Rs 20 lakh on 17 entities in Ahlcon case
The case relates to 5.45 percent stake acquisition by Ahlcon Parenterals' promoters together with persons acting in concert (PACs) in the firm during 2009-10.
Oct 03, 2014, 15:18 PM IST
Sebi slaps Rs 50 lakh fine on Mercury Fund Management
Capital market watchdog Sebi Tuesday slapped a penalty of Rs 50 lakh on Mercury Fund Management Company for fraudulent trading in Gennex Laboratories shares.
Sep 02, 2014, 19:30 PM IST
Sebi imposes Rs 44 lakh fine on two brokers
Market watchdog Sebi today slapped a total fine of Rs 44 lakh on two individuals for fraudulent trading in the shares of SKS Logistics as well as violating brokers norms.
Aug 28, 2014, 19:07 PM IST
Sebi slaps Rs 31 lakh fine on 3 persons for fraudulent trades
Sebi had conducted an investigation into the trading in shares of the four companies for the period January 1, 2009 to August 31, 2009.
Aug 12, 2014, 18:56 PM IST
